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SCHOLARLY PUBLICATION

Patent Citations as a Measure of Knowledge Flows: The Influence of Examiner Citations

Juan Alcácer, Michelle Gittelman

📖 The Review of Economics and Statistics 📅 2006-11-01 🔗 DOI: 10.1162/rest.88.4.774

📄 Abstract

Analysis of patent citations is a core methodology in the study of knowledge diffusion. However, citations made by patent examiners have not been separately reported, adding unknown noise to the data. We leverage a recent change in the reporting of patent data showing citations added by examiners. The magnitude is high: two-thirds of citations on the average patent are inserted by examiners. Furthermore, 40% of all patents have all citations added by examiners. We analyze the distribution of examiner and inventor citations with respect to self-citation, distance, technology overlap, and vintage. Results indicate that inferences about inventor knowledge using pooled citations may suffer from bias or overinflated significance levels.

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